Securities and Managed Investments (DFP4-1v2.1)

It is a legal requirement that you give your client a financial services guide (FSG).

(a)       Outline the timing requirements for providing an FSG.

(b)          Identify the two (2) ways that an FSG can be presented.

 

(c)       Identify six (6) pieces of information that must be included in an FSG.


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